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DATA FROM RESEARCH
ON
INFLUENCING WITH INTEGRITY® TRAINING
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•
INCREASED RESPONSIBILITY • SKILL RETENTION
• EMPLOYEE RETENTION
• SALES
• CUSTOMER COMPLAINT
REDUCTION
• MEETINGS
• TIME SAVED
• PRODUCTIVITY
• CONFLICTS
RESOLVED
• FLEXIBILITY
• COMMUNICATION
• BETTER RELATIONSHIPS
• HAPPIER EMPLOYEES
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INCREASED RESPONSIBILITY
(I-E Locus of Control Psychometric Test,
Pre and Post)
• 130 EXPERIMENTALS
A statistically significant change toward
increased responsibility is indicated by business
people who attended an Excellence Seminar, 3
or 5 days. People with an internal
locus of control perform better at work, exhibit
more initiative, are more cognitively active,
are more eager to learn, respond to failure
in more appropriate ways and are more successful
than those with an external locus of
control.
• PACIFIC
BELL
Under the guidance of Linda McGregor,
Pacific Bell
conducted a similar study which indicated Sales
Excellence™ participants recorded a more
significant
shift toward internal locus of control than
participants
attending selected sales and technical courses,
or no
training at all.
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SKILL RETENTION
• POST TESTS
administered up to eight months following
the Excellence Seminar indicate there is some
slight regression, however, the positive shift
is retained.
• CHASE MANHATTAN BANK
employee interviews six months after
Communication Excellence™ document that
people continue to use the skills learned in
the seminar.
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EMPLOYEE RETENTION
• COLONIAL FORD
Industry average for automobile salespeople
is almost 100% turnover each year. At
Colonial Ford, Training Manager Ken Shafer documented
that turnover is only 25%. He attributed
this substantially to the Excellence training.
• SPRINT
Director said, "We have seen a very significant
drop in the amount of attrition."
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SALES
• Sprint Corporate Research:
25% improvement in sales call/close ratio after
the training.
Sprint Director: “In the four
months after IWI, we ended up having all centers
at plan. December-which was a short month and
a month in which three-quarters of the people
were out the last week-was the best month of
the year. . . We went from 70% of plan to 120–130%
of plan [between September and January].”
• Colonial Ford,
National City, California,
Training Manager Ken Shafer: “Here
are the figures for our car dealership. New
car sales are up l4%. For the automobile industry
as a whole, the new car sales increase is only
1 to 2%. Also, our dealership profits are up
18%.”
• Anderson Jacobson
Marketing Manager Gunnar Thordarson: “It
has been six months since the field has been
introduced to your new sales skills and I am
pleased to report that we have had a 20% increase
in sales. Bottom line results speak for themselves.”
• Harris Corporation,
Bruce Harris: “Several other participants
have reported dramatic improvement in customer
relations after only a short interaction using
their skills.”
• Bulova
Sales V.P. David W. Richardson: “have
also received several reports from the field
on how they’ve already incorporated the
[Sales Excellence] skills into sales presentations,
which has resulted in increased business for
Bulova.”
• Pacific Bell,
Linda McGregor: “Research correlated
economic achievement and sales success . . .
and high job performance . . . to . . . greater
internal locus of control . . .. results show
the students attending the GLA Sales Excellence
training recorded a more significant shift toward
an internal locus of control
than the students attending other sales and
technical courses, or no training at all.”
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CUSTOMER COMPLAINT REDUCTIONS
• UTILITY COMPANY
Customer Service complaints to the Public
Utility Commission dropped from 17 to 2 after
telephone employees and managers in one division
were trained in Customer Communication Excellence.
Ask us for the name of the large utility
company which documented this.
• UTILITY COMPANY
Maintained complaint reduction for a
year after the training.
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• SPRINT:CORPORATE SURVEY
Generally all meetings
last one-half normal time.
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• FPL AND SPRINT:
81 % reported increase.
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• FPL AND SPRINT: 84 % reported increase. |
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•
MEDTRONIC,
INC.:MANAGER REPORT
Account of the adversary switching positions.
• HARRIS CORPORATION:
Manager Reported union problem
solution after seminar.
• SOUTHLAND CORPORATION:
22 conflicts resolved on video
• SPRINT:
Questionnaires recount conflicts resolved with
upper management, direct reports and colleagues.
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• SPRINT AND FPL: OPINION SURVEY
90% reported increase.
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• SPRINT
AND FPL
97% reported increase. TO PROBLEM
SOLVE |
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• McDONNELL DOUGLAS:
Manager says, "Interactions with customers as
well as teamwork with other groups have dramatically
improved."
• HARRIS
CORPORATION:
Manager says, "Dramatic improvement in customer
relations after only a short interaction using
their new skills."
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• SPRINT AND FPL:
Energy increase 84%
Enjoyment increase 82%
Motivation increase 81%
Creativity increase 84%
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Q.How did you measure the results of soft-skills
training?
A.In answering that question Dr. Genie Z. Laborde and colleagues in
several corporations filled a 300-page book, Tooting
Your Own Horn: How To Measure Soft Skills Training.
Following is the book's introduction—a summary of the research
techniques and results discussed.
A Case Study: Instruments, Surveys, Interviews, Figures from
Sprint
IBM
Pacific Bell
FPL
Chase Manhattan Bank
M&M Mars
Dell Computer Corporation
7-11
Allstate Insurance
Nissan
Genie Z. Laborde, - Ph.D. - I.D.E.A.
JoAnn Garner, M.B.A. - Sprint
Kay Best - IBM
Linda McGregor - Pacific Bell
George Flury - FPL
Cliff Saunders, Ph.D. - Bell Northern Research
Chuck Romero - Sprint
Lindsay Collier - Eastman Kodak
Donna Potignano - FPL
Barbara Dabney - FPL
Dell University Staff - Dell Computers
The secrets of conducting corporate research to measure changes from
soft-skills training.
TABLE
OF CONTENTS
Preface
Introduction
Chapter 1 Bottom Line Impact
Chapter 2 Long Term Impact: IBM and Chase Manhattan
Bank
Chapter 3 Research
Chapter 4 Meeting $aved
Chapter 5 Management Practices
Chapter 6 Team Building
Chapter 7 Humor
Chapter 8 Time $aved—Money $aved
Chapter 9 Common Language
Chapter 10 National Sales Record Set
Chapter 11 Attitude Changes
Chapter 12 Changes/Success
Chapter 13 Energy/Fun
Chapter 14 Use of Other Seminar Skills
Chapter 15 Super Question5 and Metaphors: Two
Skills Going in Opposite Directions
Chapter 16 Manipulation/Dovetail
Chapter 17 Other Measurable Indicators: Customer
Complaints, Retentions, Replacements, and Activation
Chapter 18 I-E Locus of Control
Chapter 19 ASTD Panel Report: FPL, Sprint and
Pacific Bell
Chapter 20 Synopsis from Pacific Bell study by
Linda McGregor
Chapter 21 Evaluations from Dell Computer
Chapter 22 Health and Interpersonal Skills
Empowered people don't just survive stress, they sometimes thrive on
lt. Empowered people don't have to be held by the hand,
constantly watched or controlled. They know what they
need to do, and act with the organization's best interests
in mind. —Peter Kizilos, Training Magazine
Companies today do not have the time, the personnel, or the resources
to monitor people carefully. People have to manage themselves.
Besides, people perform better when they manage themselves.
—John Naisbitt and Patricia Aburdene, Re-inventing the Corporation
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INTRODUCTION
I began designing and conducting research
as a sales tool for our seminars fifteen years ago.
My clients sometimes conducted their own research. Years
later, usually when the trainer retired, I would receive
a copy. Recently I've become aware of how scarce soft
skills research is. So this book is a case study of
justifying training dollars for our clients. At the
same time the instruments and approaches can be valuable
to any training group. Thus this book and its title.
Research is expensive- in time and money. However, anecdotal
evidence is not enough to justify "soft" skills being
designated "hard" skills. Statistics probably won't
change soft skills to hard skills either, but these
statistics indicate that soft skills do make a difference
in important areas for business. This book contains
enough "indicators" to challenge the connotation of
"soft" skills as unimportant for the business world.
Research indicates a three-day training in
interpersonal skills, management practices, sales strategies,
the retention figures and/or the bottom line of Sprint,
IBM, Chase Manhattan Bank, Pacific Bell and FPL. The
trainings tested teach interpersonal skills which are
similar to those skills cited by Peter Senge as essential
for creating a learning organization. More on this under
Theory 2 in the Author's Note.
Change is hard to prove. Change in a positive
direction is even harder to prove, and change that increases
dollar return on investment is the most elusive of all.
In this book we cannot prove this connection, but we
can "indicate strongly," and we will. We will use 27
separate research studies. Two were conducted by IBM,
one by Sprint Corporate, 19 by International Dialogue
Education Associates, one by Pacific Bell, one a panel
report, one by Chase Manhattan Bank, one by Dell Computer
Corporation and one, a review of the literature. The
studies collected data from more than 1,250 employees.
In a study conducted for the Labor Department
of Motorola Inc. estimates that they earn $30 for every
$1 invested in employee training. For "soft" skills,
this book's research indicates the figures might be
even larger.
Do the people involved think the skills they
learned in the training had a significant role in the
improved productivity and sales? We'll use their own
words to answer this. Their exact words are one of the
reasons for this book.
AUTHOR'S
NOTE
What would explain the evidence, presented
here, that people changed their beliefs and their behaviors
in only three days of training?
THEORY 1: LEFT BRAIN / RIGHT BRAIN / WHOLE BRAIN
It's been known for
some time that we have two brains, a right and a left,
and that these two brains process information differently.
The left brain processes language and the right brain
processes pictures and music and math. What is not widely
known is that the left brain-and our culture is mostly
left brained-processes small amounts of information
close up. . . a worm's eye view, so to speak. It's as
if one half of our brain is a computer programmed by
a worm. The right brain processes large amounts of information
into patterns. This computer is programmed for a bird's
eye view, a mountain top view-the big picture.
Because our culture is so left-brain oriented,
business people tend to problem solve with one solution,
rather than stepping back and looking at the big picture,
discovering many options, then choosing the best. We
use small amounts of information to think about, then
take action. In our own culture, people who can readily
use their right brain are known as creative, often as
creative geniuses. They may or may not be geniuses,
but they do process their perceptions in a different
way from most. Interestingly enough, there is an attraction
to right brain thinking that is seductive. If you've
done it a few times, you want to do it more and more.
The problem is that most people don't know how to set
it in motion. They have blinding flashes--intuitive
insights, then they revert to "normal" left brain thinking.
Right brain thinking is normal, too.
Left brained people find this whole area and
the people in it "weird." What they don't know is they
can do it, too. We all have both left and right brains,
but most of us don't know how to use them. Also, the
right brain is seen to be the door to the unconscious
mind, while the left brain uses conscious information
and small amounts of information, viewed up close. Whether
the right brain is the door or the unconscious mind
itself is controversial.
Both left and right brains have certain advantages,
but the biggest difference occurs when you can use both
brains together. It may be a rapid shuttling back and
forth or it may be both brains are synchronized. Here
is the biggest secret of all. When both brains work
together, extra energy becomes available. This extra
energy can be used to create success.
The attraction of right brain thinking is
that when it "backs up" the left brain thinking, the
extra energy available with this kind of processing
is astounding. It's as if, once you begin to use both
brains, to look for and find lots of options to a "next
move" then the energy to pursue one or more of these
options is generated. The energy seems to be intrinsic
to the process of two brained thinking. Why is this?
I don't know; however, this was pointed out as early
as 1945 by Robert Desoille, whose work on the Waking
Dream contributed to Roberto Assigioli's work, Psychosynthesis.
Psychosynthesis is one way to learn right brain processing.
There are many ways.
This book teaches some of these ways. Coincidentally,
it also teaches how to carry out the advice of the management
experts. These experts tell you what to do, but in most
cases are not able to tell you how to do the "what."
By using two brain thinking, their advice really does
work. This book supplies many of the missing pieces
for business management and gives first-hand accounts
from people who have used these "missing pieces" and
found they work.
This insight about left and right brain processing
as applied to business practices came ten years after
I began teaching the processes presented here. I knew
the processes worked to make me more effective. When
I taught them to business people, they became more effective.
I actually did not realize how much more effective until
I began gathering information for this book. I heard
story after story of success attributed to the three
day seminar, Influencing with Integrity®,
and my response was, "I don't think one three-day seminar
can cause so much change in so many people." I believe
in education, and I believe in what I teach, but my
natural skepticism was greater than my ego, in this
case. What I finally came to believe is that the skills
we teach are tapping into the processes natural to the
right brain, and thus the energy of the two-brain approach
is tapped. This vortex of energy from the two-brain
processing creates successful changes in behavior.
This vortex of energy also allows humor and
play to appear in the work environment. Humor is not
present without an excess of energy. If you are struggling
to survive, it's hard to laugh. 0ne of the clues as
to what was happening with the group of executives,
directors, managers, supervisors, and sales representatives
presented here was the repeated mention of increased
humor, fun and play. The formula is simple:
TWO BRAINS PROCESSING => ENERGY => HUMOR
In the next chapters are ways to tap
into right brain processing and to activate two brain
processing. I knew that the twelve skills I taught changed
the habitual patterns of my students. What I did not
realize was that I was teaching them to interrupt their
left brain habitual thinking with right brain patterns.
Whenever they actually did remember to try out the right
brain processes (the 12 skills presented the seminar
Influencing with Integrity®), then both
brains were engaged, and this special vortex of energy
was tapped. This energy usually led to success and more
success.
THREE OTHER THEORIES
While I'm attracted to the "whole brain-energy-success"
theory, there are other possible explanations of what
happened at Sprint, Pacific Bell, Chase, FPL, and other
large corporations.
THEORY 2: CREATING A LEARNING ORGANIZATION
Another theory is that by teaching the twelve
process skills (p. 1-10), we are setting up a "learning
organization," to use Peter Senge's term. The process
skills do give you an "itch" to learn more. They sort
of "prime" the brain and get it going, like a splash
of water in a rusty pump. In "The Fifth Discipline"
Senge lists the five disciplines needed for a learning
organization: Team Learning, Mental Models, Personal
Mastery, Vision, and Systems Thinking. I am sure that
"team learning" occurs during the seminar itself and
feedback says this usually continues. Our training module,
Maps of Reality (p. I-11 ), overlaps with Senge's ideas
of "Mental Models." "Systems thinking" is defined, explained
and referred to again and again in the training, and
"Personal Mastery" is both emphasized and taught in
the State of Excellence Module (p. I-11). Senge's idea
of a "Vision" is implicit in the Outcome Setting Module
(p. I-11 ), and the Dovetailing Module (p. I-11).
So even a quick appraisal indicates the essential
components of creating a "Learning Organization" are
taught in the Influencing with Integrity®
seminar (IWI). Maybe the extra energy and success are
the natural result of learning to learn. I was impressed
enough with Senge's book to include his idea as one
of the reasons soft skills are important to business.
THEORY 3: LEARNING ESSENTIAL SKILLS
One of these theories is inspired by a July
29,1991, Fortune magazine article, "The Trouble
with MBAs" which focused on the skills needed in today's
changing market-place, skills which are not now taught.
This quotation cites the position of this article in
regard to the lack of essential skills among MBAs. "The
Trouble with MBAs: Business schools aren't giving them
the skills employers need-- leading, creating, communicating-so
companies are doing it themselves, or looking elsewhere."
Later the article continues: "Corporate recruiters
complain that MBAs lack creativity, people skills, attitude
for teamwork, and the ability to speak and write with
clarity and conciseness-all hallmarks of a good manager."
Perhaps, what our trainings do is supply those
needed skills. The extraordinary successes talked about
in these interviews may simply be the result of having
skills that are needed for success in today's changing
marketplace.
THEORY 4: FLOW FOR SUCCESS
A third theory could be found in Flow: The
Psychology of the Optimum Experience by Mihaly Csikszentmihalyi
of the University of Chicago. Impressive research over
20 years indicates that flow experiences are found in
all cultures when people are sufficiently challenged
and adequately skilled. Maybe the communication, sales,
negotiation, and interpersonal skills we train are enough
to meet the daily challenges at Sprint, IBM, Pacific
Bell, Chase, Dell and FPL and the energy of the flow
experience then creates success.
Or maybe the changes are a combination of
all four of these ideas. Why not decide for yourself?
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BACKGROUND:
WHAT INFLUENCING WITH INTEGRITY® TEACHES
The communication and interpersonal skills
which are taught in IWI grew from studies about perceptions;
the roles that our eyes, ears, fingers, skin, and emotions
play in our work-life, often without our awareness.
The first concept is that each person seems to prefer one sense over the other
two major senses. Smells and tastes are considered here
to be part of the kinesthetic or feeling sense. This
concept becomes a skill when you know your own preference,
can determine someone else's preference, and tailor
your language to their preference. This often means
translating from your favorite language to a sensory
language foreign to you. This takes some practice, which
we do in the class.
The second concept is that people display their perceptual preferences, not only
in their language, but also in their body postures,
their eye movements, hand gestures and even breathing
patterns. This concept becomes a skill when you can
recognize and use this information in an ongoing conversation.
Rapport is quickly established when you can recognize
the other's perceptual system and match it.
The third skill is setting your goals in see, hear, and feel terms so that the
natural processes of the brain can help you obtain
your outcomes.
The fourth skill evolves from understanding that each of us has a different map
of the way the world is. Our "map" is the result of
our experiences and the way we have coded these experiences
in the electrical-chemical memory bank. Our different
maps cause the misunderstandings and conflicts that
beset a business day.
The fifth skill is improving the ability to see and hear so that we notice information
we are now deleting from our awareness.
The sixth skill is the awareness of rapport and non-rapport with methods of
setting up rapport, if need be.
The seventh skill uses all six of these concepts and skills to create the synergy
of a high-energy exchange between people.
The eighth skill is a set of five questions to gather enough information and
not too much.
The ninth concept is Pavlov's stimulus-response, which is how the brain learns
new information. This concept becomes a skill when
you can associate two different experiences quickly
and easily and bring these experiences to awareness
consciously
The tenth skill is being able to move into a peak performance state using the
stimulus-response method quickly and easily.
The eleventh skill is being able to create a perfect metaphor for a business communication
that requires great sensitivity.
The twelfth skill concept is win-win plus, called dovetailing here. This becomes
a skill when you can implement it at every stage in
a business interaction.
These twelve skills are powerful enough to cause the changes recounted by these
employees of Sprint.
HOW SPRINT BECAME PART OF THE STUDY
The series of events that led to my company's
training over a thousand people in a three-day communication
seminar inside Sprint are surprising. The whole thing
began when a rising young executive in the retail business
made a serious career mistake. Overnight, he found himself
in a basement cubicle, having been moved from his large
corner office on the l2th floor.
What was his mistake? He talked when he should
have listened. While he was sitting in his cubicle,
staring at the wall, he was handed a copy of Influencing
with Integrity by a sympathetic friend.
Having no duties, all his assignments had
been moved as well, he began to read. Over the next
few months, he read it sixteen times. He yellow marked,
he underlined, he memorized whole sections.
After six months, he had managed to turn around
a few projects in the retail corporation by personal
power alone. He had no authority, but he made his newly
learned skills available to the project leaders, and
he gradually regained his reputation as a problem solver.
At that point, he decided the time had come to move
on.
In his job interview with Sprint, he bargained
to attend one of our public seminars before he accepted
the new job. He got the agreement from the interviewer
and within six weeks was in California attending the
training. 0n the last day, we had a drink together and
he said, "I'm going to give you Sprint as a client."
I gave an involuntary yawn. I had heard this
line before. Lots of people get excited about the new
skills they have learned and think they can sell the
training to their company. Ninety-nine out of one hundred
can not. This young man could and did.
Within six weeks, the head of HRD had
contracted a pilot program. He himself had not seen
the training. The young man had sold him sight unseen,
very unusual. The HRD Manager set up a severe test for
me, however, to be sure the program did all that had
been promised.
He knew communication was a problem in Sprint.
It's a problem in most corporations. So he brought five
people from five different groups who had a history
of ongoing conflicts. Twenty-five people spoiling for
a fight. About half of them were not told they were
coming to the seminar on Tuesday morning until Monday
afternoon. Since many of them were from the Information
Systems group, when they heard "Communication," they
thought it was a new computer network system. They had
important tasks waiting and found themselves in a seminar
focused on skills to talk to people. They had no need
to talk to people; their job was interacting with the
pluses and minuses of computers.
Two days before the training I had taken my
seven year old ice- skating and had broken my wrist
in three places. I was not in my peak performance state.
In fact, my orthopedic surgeon had forbidden me to get
out of bed. Even so, I arrived in Kansas City, with
great hopes, and in three days all 25 people in the
Sprint training were talking to each other. They were
not only communicating, they were saying things like,
"I never really understood your situation before. Now
I have some ideas about how we can work together." At
the end of the training, the HRD Director asked for
the price to train 16,000 people. We almost missed our
flight to give him a price, but he was not able to sell
it to management. He did schedule classes however, and
our in-house instructors trained about three hundred
managers over the next two years. We also trained one
division of about 700, all the way from the top to the
sales representatives.
What happened to the young man who "gave"
me Sprint as a client? In three years, he has been promoted
from internal consultant to manager to group manager
to vice president. He arrived in California and took
me out to lunch when the vice president level was announced.
He now has an office with a wall of windows.
HOW IBM BECAME PART OF OUR RESEARCH
About five years after our company's inception,
I was travelling a lot, conducting seminars. I had two
employees at the time and one was new, the office manager.
The company office was in a cottage in my garden and
the office manager thought her job was to protect me
from being disturbed by anyone, including clients, when
I was at home. No one had told her this. She had decided
this on her own. One afternoon about 4:00, she phoned
me from across the garden to say "This man from IBM
has been here the last two afternoons, hoping to meet
you to discuss your seminar. He'll be here for the last
time in 15 minutes. He's returning to Atlanta tonight.
Are you interested in meeting with him?" - "IBM. Yes."
In our discussion, Bob, (not his name) told
me he'd heard about my book, Influencing with Integrity, and asked his
secretary to locate a copy in Atlanta. Two days later,
she finally found one in a bookstore across town.
Traffic was bad; the day was hot. The drive
was long, but the bookstore had held his copy. In fact,
they had one more copy. He buys his, heads back to the
office in even heavier traffic and realizes he should
have bought both copies. He turns around, fights traffic
back to the bookstore and the other copy has already
been sold.
Bob was teaching a course for IBM employees
who had a new product they wanted IBM to manufacture
and sell. The many people in several different departments
of IBM, who had to approve a new product were hard to
sell. New ideas were being lost for lack of communication
skills. The inventors and designers needed these skills
to promote their new products. A university had been
paid to design a training. Bob was teaching it and the
training was not successful. He wanted to add some of
our seminar material in his training, about a day and
a half of our material.
I told him about the five year lease of our
videos, and he returned to Atlanta to get approval.
In the meantime, I agreed that he could "borrow" a day
and a half of our seminar for one dollar so I would
retain my ownership of the material. I think IBM spent
thousands in attorney's fees to send me a check for
$1.00. Bob loved teaching the seminar. The outcomes
were what he wanted.
Four weeks later, I had a phone call from
another IBMer in Tennessee who wanted to use two days
of our material in a Negotiation training he was leading
for engineers. He didn't know Bob, but I suggested they
pay for the video lease together. We leased to corporations
and they both worked for the same one. The contract
was being considered at higher levels. No approval yet.
Then I got a call from Bob saying he had a
letter from the head of his division, saying, "No Neuro-Linguistic
Programming is to be taught inside IBM." Bob said he'd
resign and work with me. His New Design Sales Trainings
with our material were going so well, he didn't want
to stop teaching our skills.
I suggested he not quit his job, but instead,
send a book to the person who wrote the letter.
Eventually, after a face-to-face meeting we
sold the letter-writer on the usefulness of our skills
and five years later IBM conducted its own research,
presented here.
HOW CHASE MANHATTAN BANK BECAME PART OF OUR STUDY
Well, actually, Chase does not consider the
newsletter interviews research. When I pointed out that
interviews conducted by an impartial third person are
considered highly valuable as research, I was told,
"It's only for an internal newsletter 'article.'" Yes,
well, the numbers are small but the results are impressive.
One-year-later interviews are long-term research and
highly valued, by their editor, by me, and, maybe, by
you. Those interviewed not only remembered what they
had learned, but they were still using the skills and
found them essential for their job of auditing.
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RESEARCH
DATA
The secrets of legitimate research are usually
buried under the obscurantism of academic writing, but
there are only a few necessary facts that you need to
know to design sophisticated research. You will find
these facts here and in the following pages, which contain
copies of all the instruments and questionnaires used.
The above is an excerpt from "Toot Your Own Horn".
LEVELS OF EVALUATION
Donald L. Kirkpatrick has written a
book, Evaluating Training Programs: The Four Levels,
in which these widely accepted criteria are presented.
- Level 1: "Smile Sheets." Trainee responses. Important
because if you don't like the course you are not likely
to use the material. Did trainees like the course?
- Level 2: What did the trainees learn?
- Level 3: Do behaviors change on the job?
- Level 4: Did behavior changes improve business
results?
If you consider these four levels, it is clear
that Level 4 implies yes to the other three levels. Note
in Chapter 1. on Bottom Line Results, that Sprint's questionnaire
gathers Level 4 information.
27 STUDIES: THIS BOOK IS BASED ON 27 DIFFERENT RESEARCH PROJECTS: SOME
PROJECTS HAVE AS MANY AS 11 SEPARATE DATA COLLECTIONS
FROM INTERVENTIONS OVER TIME.
1. DESIGN l: MAILED SURVEY DESIGNED AND ADMINISTERED BY SPRINT
PERSONNEL.
The first study in 1989, was designed, administered
and collated by corporate training personnel under the
direction of Janice Schoenwetter and JoAnn Garner. Some
questions gathered Level 4 data about bottom-line impact
from training. The individual comments, which were written
on the mailed form by Sprint employees, are presented
separately here from the interviews.
Genie Z. Laborde, who led the later research
studies, did not know of this Sprint research until
months after it was completed. The questionnaire and
study itself is presented in Chapter 3.
Levels I.II.III.IV
2. DESIGN 2: INTERVIEWS FOR PATTERNS OF CHANGE - CONDUCTED BY
GENIE LABORDE WITH KEY EXECUTIVES, MANAGERS, AND EMPLOYEES.
The second study began with interviews from
the three directors of a division we later trained.
These three interviews, plus interviews with the direct
reports shaped the instrument called Opinion Surveys,
which Genie then administered to the top people in this
division.
Levels I and III.
3.DESIGN 3: INTERVIEWS FOR QUOTATIONS AND ANECDOTES.
Genie also continued to interview 43 additional
people from all levels, who had been through the Influencing
with Integrity® training. These last
interviews were primarily for a training video she produced
with Sprint, and are called Ditto Ripples because the
subjects mentioned usually had already been initiated
and encouraged by members of the key group. The key
group interviews were longer, more in-depth, and give
a bigger picture so these are given more space. The
Ditto Ripple quotations are presented to show that the
changes noticed at the director and manager level, also
were being noticed and repeated at the supervisory and
salesperson level as well.
Levels II and III.
4.DESIGN 4: CHASE MANHATTAN BANK: OBJECTIVE THIRD PARTY INTERVIEWS
The editor of an in-house newsletter at Chase
Manhattan Bank conducted interviews with eight of the
participants of the Communication Excellence seminar
more than one year after the seminar. The interviews
were about changes as a result of the seminar. A copy
of this article is included in Chapter 2.
Levels II and III.
5. DESIGN 5: MAILED QUESTIONNAIRE TO PARTICIPANTS FOR LEVEL
3 RESEARCH AT IBM (SUBJECTIVE ANSWERS).
This questionnaire was designed by IBM to
gather Level 3 data from the participants about their
use of the seminar skills on the job one year later.
6. DESIGN 6: MAILED QUESTIONNAIRE TO MANAGERS
OF PARTICIPANTS FOR LEVEL 3 RESEARCH AT IBM (OBJECTIVE
ANSWERS).
Level III.
7.DESIGN 7: OPINION SURVEYS: INSTRUMENT ADMINISTERED AT SPRINT.
(BOTH SUBJECTIVE, ON SELF, AND OBJECTIVE, ON OTHERS).
This instrument grew out of the in-depth interviews
and was mailed, or handed to the 15 members of the key
group and other managers. Eleven returned the instrument.
Levels II and III.
DESIGN 7: (SAME INSTRUMENT, DIFFERENT AUDIENCE).
The same Opinion Survey, created by Sprint
feedback, was administered at FPL (Florida Power &
Light) with trainers and managers to ascertain whether
the same changes were noticed in another corporation
where we had trained approximately 1,000 people in Customer
Service. This FPL Opinion Survey is also included in
Chapter 3. A composite of the Sprint FPL results is
also included in Chapter 3.
Levels II and III.
8.DESIGN 8: I-E LOCUS OF CONTROL LEVENSON'S VERSlON OF ROTTER'S
INSTRUMENT FROM SOCIOLOGY.
Conducted with 10 groups in the U.S., two
in Russia, one in Mexico. This sensitive instrument
evolved from theories in sociology and measures deeply
held beliefs that affect behavior, responsibility and
productivity. The first version was designed by Julian
Rotter and there are more than 1500 separate studies
using versions of his instrument. More information on
this can be found on pages 18-1 to 18-20. The companies
contributing data are: Southland Corporation (7-11),
Cernitin America, Allstate Insurance, Multi-Management
Co., M&M Mars, Interceramic and Nissan.
9.DESIGN 9: I-E LOCUS WITH THREE SEPARATE CONTROL GROUPS.
Linda McGregor, in her job as Sales Training
Manager at Pacific Bell conducted her own study using
this instrument. See pages 19-1 to 19-7.
Levels II and III.
10. DESIGN 10: PANEL DISCUSSION AUDIO-TAPED
FOR QUOTATIONS. AMERICAN SOCIETY FOR TRAINING AND DEVELOPMENT
PANEL
Six representatives of corporations who are
experts in their field delivered their own research
and experiences around the G. Laborde seminars and these
presentations were audio-taped. Relevant excerpts from
the audio tapes are presented on pages 21-1 to 21-7.
Levels II and III.
11.DESIGN 11: BOTTOM LINE RESULTS
Actual figures and opinions are both useful
in this area; however, actual figures carry more weight.
This is Level 4 research and indeed, difficult to elicit
from clients. Sprint's corporate research gathered Level
Four data. See chapter one.
Level IV.
12.DESIGN 12: SMILE SHEETS
Evaluations by participants immediately following
a seminar are designated Level One research. This level
reflects whether the students liked the course or not.
If they liked the course, they are more likely to use
the skills presented. The research presented in this
category was collected by Dell Computers. We also gathered
class evaluations from each corporation on our client
list. Most of these have been retained in our files
at our corporate office.
13.DESIGN 13: REVIEW OF OTHER STUDIES
Compilation of multiple related studies conducted
by other Researchers. This review is focused on the
statistical correlation between interpersonal skills
- relationships - health and longevity.
IF YOU ARE DESIGNING RESEARCH
The essential know-how of research is revealed in the
chapters which contain examples of 13 specific types
of research. All instruments that were used to gather
the data are included in this book.
A RECAP OF POSSIBLE RESEARCH DESIGNS AND LEVELS:
1. SURVEY FOR PARTICIPANTS GATHERING DATA ON THE SUBJECT'S SUBJECTIVE
AND OBJECTIVE EXPERIENCES.
When using questionnaires, the responses are
returned without contamination of data by the presence
of an interviewer.
Example: Sprint.
Levels I,II,III, and IV.
2. INTERVIEWS FOR PATTERNS OF CHANGE
Interviewing of subjective experience of participants
is useful, if the numbers are large enough. One or two
or even ten people is not enough, and the information
is considered anecdotal. When thirty-plus people are
interviewed, this is research. Subjective accounts are
very powerful in indicating change.
Example: Quotations in Chapter 1.
Levels II and III.
3. INTERVIEWS FOR QUOTATIONS AND ANECDOTES.
The author conducted numerous video interviews
which are an excellent source of information. Example:
Quotations in Chapter l.
Levels II and III.
4. OBJECTIVE PARTY INTERVIEWS
When the interviewer does not have a personal or professional
stake in the answers, the information gathered has less
contamination and more credibility - a legitimate method
of data gathering. Example: Chase Manhattan Bank quotations
in Chapter 2.
Levels II and III.
5. QUESTIONNAIRE TO GATHER SUBJECTIVE INFORMATION ON TRAINING.
Example: Level 3 questionnaire sent by IBM
in Chapter 2.
Levels II and III.
6. QUESTIONNAIRE TO MANAGERS GATHERING SUBJECTIVE INFORMATION
ON DIRECT REPORTS.
Example: Level 3 questionnaire sent by IBM,
Chapter 2.
Level III.
7. OPINION SURVEY FOR OBJECTIVE AND SUBJECTIVE INFORMATION
Objective information from managers, colleagues
and observers adds another level of credibility to research
findings.
Example: Chapter 3.
Levels II and III.
8. INSTRUMENTS CAN PRODUCE POWERFUL STATISTICS.
If the instruments are completed by 30 or
more, you have useful and impressive research. The statistical
results of pre and post instruments, compared with a
control group, which indicate a shift or trend are difficult
to discount. Your intervention (the training) has a
strong probability of being the cause of the shift or
the trend. To study our trainings, we've used the I-E
locus of Control pre- and post-seminar as well as the
Communication Congruence Inventory from University Associates.
Example: I-E Locus in Chapter 18.
Levels II and III.
9. USE OF THREE DIFFERENT CONTROL GROUPS - PACIFIC BELL STUDY BY LINDA
MCGREGOR.
If you are gathering statistical data, you
must be aware of the proper use of control groups. Control
groups, When used properly will counter the Hawthorne
effect. The Hawthorne effect is named from a series
of studies that indicate any change, shorter hours or
longer hours, can increase productivity at a manufacturing
site. The way Ms. McGregor used control groups, to eliminate
the Hawthorne effect is that she:
1. administered the instrument at one time then again at a later time,
roughly equivalent to the pre-and post- time of your
test group.
2. administered the instrument, but the group attended another training
with similar but different content. Pre- and post-
measurements are used.
3. administered the instrument pre-and post-, but the group attended
another training with decidedly different content.
This narrows the results so that the shift
or trend seems to be dependent on the exact content of
the training being tested.
Example: Pacific Bell Study 19-1 to 19-7.
Levels II and III.
10. PANEL DISCUSSIONS WITH EXPERTS WHO ARE AUDIO-TAPED
Panels are another source of valid information
on the effectiveness of interventions. The experts draw
not only from their own personal experiences but also
on the experiences of the groups they represent. Research
measuring change in human beings is difficult but possible.
Levels II and III.
11 INTERVIEWS USING A QUESTIONNAIRE.
This approach if designed correctly and administered
correctly, has the advantage of gathering figures. The
disadvantage is that the information gathered may be
contaminated, either positively or negatively by the
attitude and nonverbals of the interviewer. We all respond
to the person with whom we are communicating. Some of
us like the other's approval and some of us consistently
go polarity to what the other wants.
This can skew the results.
Levels II and III.
12. MONEY TALKS: BOTTOM LINE RESULTS
Bottom line figures that show a trend are
impressive as research. Money saved, time saved, estimates
of money earned as a result of using new skills all
affect bottom line.
Levels II, III and IV.
13. REVIEW OF LITERATURE
Research conducted by others can be compiled
to build a strong case. Here health research, relationship
studies and skills of communication indicate a correlation
between immune system function, strong ties, and communication
skills.
NUMBERS
Research is driven by numbers. What many people
do not know, however, is that 33 people going in one
direction are enough to indicate a trend. So if you
use random selection and interview 33 people to discover
a similarity, you've got research. Yes, the purists
will want control groups, and matched populations, but
this, in a practical world, is frosting on the cake.
If the 33 are part of a written survey, without a live
interviewer, even better. The live interviewer can contaminate
as explained above. Also, statistics are not infallible,
as you probably know. Here's one example: When Elvis
Presley died there were 26 Elvis impersonators. In three
years, there were 233 impersonators. In five years there
were 1,397. Using statistical projections, by the year
2000, one in five U.S. citizens will be an Elvis impersonator.
Be careful of relying too much on figures. Use your
eyes, ears, feelings and common sense to make decisions
about trainings. As one of the Sprint responders wrote
on his survey in response to a request for an estimate
of dollar amounts earned from the learned skills of
the seminar, "Even as a manager, I think this is a peculiar
question and wonder why we are so afraid to try things
just because we intuitively know they are the 'right'
things to do!"
TIME OF RESEARCH
SPRINT:
Most of the key-peopl | | |